The Journal of the American Dental Association
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J Am Dent Assoc, Vol 132, No 3, 295-303.
© 2001 American Dental Association

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TRENDS: COVER STORY

JADA Continuing Education

The impact of universal access to dental care on disparities in caries experience in children



AMID I. ISMAIL, B.D.S., M.P.H., Dr.P.H. and WOOSUNG SOHN, D.D.S., Ph.D., Dr.P.H.


   ABSTRACT
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
Background. The authors investigated the association between socioeconomic status and the severity of dental caries in 6- and 7-year-old children who had had access to dental care throughout their lives. The children had lived since birth in Nova Scotia, Canada, a province with a universal publicly financed dental care program.

Methods. The authors selected a representative sample of first-grade children using a stratified multistage sampling method of primary schools (n = 1,614). The response rate was 78.8 percent. Two dentists were trained to diagnose dental caries using modified World Health Organization criteria. Intra-and interexaminer reliability was excellent ({kappa} ≥ 0.88). Of the children who were examined (n = 1,271), 955 were lifelong residents of Nova Scotia, Canada, and so were included in this analysis. Data were weighted and adjusted for clustering (design) effects.

Results. Only 8.4 percent of the children had visited a dental office before the age of 2 years, and 88.5 percent of the children had their first dental visit between the ages of 2 and 5 years. Children whose parents had completed a university education had a significantly lower mean number of decayed, missing and filled surfaces, or dmfs, in their primary teeth than did children whose parents had a lower education level. A Poisson regression model indicated that parents’ high education status, optimal fluoride concentration in schools’ water supplies, daily toothbrushing and dental visits for checkup were significantly associated with low dmfs scores.

Conclusion. Having access to a universal publicly financed dental insurance program since birth did not eliminate the disparities in caries experience.

Practice Implications. This analysis of a highly utilized universal dental insurance program suggests that disparities in oral health status cannot be reduced solely by providing universal access to dental care. Focused efforts by professional and governmental organizations should be directed toward understanding the socioeconomic, behavioral and community determinants of oral health disparities.

Oral health, like general health, is strongly influenced by socioeconomic status, or SES.15 Disparities in oral health status between low-SES and high-SES children have been documented extensively in the dental literature.6 However, we have limited information on which policies and interventions are effective in reducing or eliminating disparities in general or oral health.

Promoting access to dental care by itself may not lead to the elimination of disparities in dental caries severity among children at different socioeconomic levels.

Attempts to reduce disparities through increasing access to medical treatment have not reduced the inequalities in health status between people with low and high SES.1 Recent legislative initiatives in the United States (such as the Children’s Health Insurance Program) have focused on increasing access of low-income children to health and dental care. These initiatives are based on the assumption that if access to dental care of low-income children increases, then inequalities in oral health status may be reduced. This contention is supported by the findings from the Rand Health Insurance Experiment, or RHIE, in which researchers found that preschool children enrolled in a "free" dental insurance program had a significantly lower mean number of decayed teeth and a significantly higher prevalence of caries-free status than those enrolled in plans with copayments.7 The RHIE researchers also found that children from "low-income families benefited most from having access to free dental care." While the RHIE study showed the efficacy of having free dental care, the concept’s effectiveness has not been thoroughly evaluated in a real-life situation in North America. Medicaid data are not useful for evaluating the impact of full coverage on reducing disparities in caries experiences between recipients and nonrecipients of Medicaid because the Medicaid dental program does not cover all the children with the same benefits in the United States (in other words, it is not universal). The Medicaid dental program also had a low rate of utilization of dental services among its participants, making the data even less useful in an evaluation of the program’s impact on oral health disparities.8

Data from other countries that have universal dental insurance programs for children (such as the United Kingdom) do not support the assumption that access to dental care can reduce the relative inequalities in dental caries prevalence between low and high socioeconomic groups.9,10 Even in an environment wherein all children had "free-of-charge" coverage for diagnostic, preventive and basic restorative services, dental caries experience remained clustered in children from low-SES backgrounds.

The province of Nova Scotia has had a publicly financed universal dental insurance program for children since 1975, providing basic preventive, restorative and surgical services.

To determine the impact of access to dental care, we undertook a study using data from one North American site: Nova Scotia, Canada, where a universal dental insurance program for children has been in operation since 1975. All children, regardless of income, are covered by one insurance program that provides basic preventive, restorative and surgical services. The program is financed from the operating budget of the government of Nova Scotia. In this program, dentists are paid on a fee-for-service basis using one provincial fee schedule. The fee schedule is revised periodically via negotiation between the government and the Nova Scotia Dental Association. In essence, the program is equivalent to a preferred provider organization, or PPO, in which all dentists charge the same negotiated (and usually reduced) fees. This article presents, for the first time, data on dental caries scores of a representative sample of 6- and 7-year-old children in Nova Scotia, who have had full access to and relatively high utilization of dental services throughout their lives.


   METHODS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
The goal of our study was to answer the following question: in an environment of universal access to dental care with a high rate of utilization among children since birth, does low SES remain a significant risk factor for development of dental caries in primary teeth?

The province of Nova Scotia is located on the Atlantic coast of Canada. It has a population of about 950,000 people. The province has had a publicly financed universal dental insurance program for children since 1975. The dental program, like all other health programs in Canada, has undergone significant changes since its inception; however, its basics have remained the same. Dentists are the sole providers of dental care to children, and they were paid for rendered services following a fee schedule. (At the time of the study, the program covered all children until their 12th birthdays). Dentists are not allowed to extra-bill—or charge the parents for the difference between the fees that were negotiated with the government of Nova Scotia and their usual and customary fees—for the dental services covered by the program. However, there were no restrictions on billing for noncovered services.

Study design. In 1995 and 1996, an epidemiologist (A.I.I.) and a statistician selected a representative sample of all first-grade children in Nova Scotia, Canada, for each of the four health regions in the province. We chose first-graders for this analysis because we had information on their residence in the province since birth. We had data on sixth- and ninth-graders, but we could not determine with confidence whether they had resided in the province all of their lives.

Of a total population of about 12,000 first-grade children, we sampled 1,614 children; 1,342 of those consented to complete a questionnaire and did so. Of those who completed the questionnaire, 1,271 were examined by two trained full-time dentists hired specifically to conduct the examinations. Of those children, 955 were lifelong residents in the province. All included children were 6 or 7 years old.

For each health region, we classified schools into quartiles according to the size of their student population. A sample of equal size was systematically selected from each quartile. We developed this stratification to select a large enough sample from small rural areas in each health region. The dentists examined all children in the selected schools. We used weights in the analysis to adjust for disproportionate selection probabilities of students from the different quartiles and regions.

Questionnaire. For each selected school, we hired a coordinator to work with the research team. After school boards, school principals and teachers all gave their approval, the children hand-delivered introductory letters and consent forms to their parents. The school coordinators contacted the parents by telephone to answer questions and check on whether they had received a letter, a consent form and a questionnaire. In the questionnaire, parents answered questions on the use of dental services by their children (age and reason for first dental visit and frequency of dental visits), oral hygiene habits and use of fluoride products. Additionally, they were asked to indicate the highest educational attainment in their household (completed elementary school; completed high school; completed community college, including vocational training; and completed university education). One of the authors (A.I.I.) pretested the questionnaire with 30 parent volunteers in a pilot study in 1995. The questions on frequency of brushing and flossing, age at first visit, reason for first visit, frequency of dental visits and educational status had good to excellent reliability, with {kappa} coefficients ranging between 0.55 and 1.00.

Only 3.1 percent of the children visited a dentist for the first time after the age of 5 years.

Dental examination. All children whose parents consented were examined for presence of dental caries, sealants, restorations, missing teeth, fluorosis and gingival bleeding. The two trained survey dentists conducted the examinations at the selected schools using portable dental chairs, fiber-optic lights, compressed air syringes, plane mouth mirrors and no. 23 explorers. The dentists were trained by the epidemiologist for two months before the start of the study. The training was conducted using slides, extracted teeth and examination of children. The epidemiologist checked the quality of data throughout the study by re-examining children and comparing the dentists’ findings with his own.

Modified World Health Organization criteria11 were used in this study. The modification included scoring the "decayed" and noncavitated pits and fissures separately from cavitated surfaces. Noncavitated carious pits and fissures were defined by the presence of light- or dark-brown discoloration at the base of a pit or fissure or white demineralization at the sides of a pit or fissure that the survey dentists detected visually after cleaning and drying the teeth. These surfaces were to have had no loss of tooth structure (in other words, no cavity). Cavitated pits and fissures had a loss of tooth structure that could be detected visually, or felt with an explorer, and a softened floor or wall or undermined enamel. The intra- and interexaminer reliability in diagnosing noncavitated and cavitated pits and fissures was excellent. {kappa} coefficients ranged from 0.91 to 0.97 for noncavitated lesions and from 0.88 to 1.0 for cavitated lesions.

In this study, we analyzed the mean numbers of decayed (whether noncavitated or cavitated), missing or filled surfaces, or dmfs, of primary teeth separately or as a sum. Because of the age of the children and the expected exfoliation sequence of primary teeth, the two survey dentists scored missing primary molars as "missing because of caries." All other missing primary teeth were coded as "unerupted permanent teeth."

Fluoride concentration in schools’ water supply. The examining team—consisting of a survey dentist, a recorder and a coordinator—collected water samples from all schools using standard collection tubes. These were analyzed for fluoride concentration using an ion-selective method.12,13 The analysis was conducted by MDS Environmental Services Ltd. in Halifax, Nova Scotia. Control samples from fluoridated areas were included to help us verify the reliability of the water analysis by MDS.

We had data on each child’s water exposure only relating to the school he or she attended at the time of the survey. Data on exposure to water in previous schools that he or she may have attended were not available.

Data analysis. The research team obtained the data used in this analysis from examinations of clusters of children in elementary schools. Because students are selected as clusters rather than as individuals, conventional statistical packages that assume the selection of subjects independently of each other can result in false positive conclusions (increased type I error). To adjust for this clustering effect, we used the survey data analysis software package SUDAAN (Release 7.5, Research Triangle Institute) to compute corrected standard errors.14

Additionally, to reduce the potential for making type I errors when conducting multiple tests using the same data set, we used the Bonferroni inequality adjustment.15 In this method, the chance of a type I error ({alpha} = .05 in this analysis) for a single statistical test was divided by the number of tests conducted using the same data to produce a group type I error level, and, hence, protect against the chance of reaching erroneous positive conclusions.

We used Poisson regression modeling16 to investigate the association between dmfs scores and potential risk factors. Poisson regression assumes that the underlying distribution of the dependent or outcome variable (dmfs scores) has the following statistical attribute: the expected mean of the dmfs scores is equal to the variance. This distribution is more suited for counts (number of dmfs). Poisson regression modeling for clustered data sets is not available in SUDAAN. Therefore, to account for clustering effects, we used an average design effect of 2 (an average selected from the descriptive analysis conducted using SUDAAN) to adjust the standard errors of the regression coefficients.


   RESULTS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
Dental visits. The parents of the children in the study reported that 91.6 percent of the children had their first dental visit at or after the age of 2 years (Table 1Go). Only 3.1 percent of the children visited a dentist for the first time after the age of 5 years. The majority of the parents reported that the first visit was for a dental checkup. A total of 93.7 percent of the parents reported that their children annually visited a dentist. (The percentage of actual visits reported by dentists on claims forms confirmed that about 95 percent of the children in the province saw a dentist in 1993 and 1994.17)


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TABLE 1 CARIES EXPERIENCE IN PRIMARY TEETH OF LIFELONG RESIDENT CHILDREN, AGED 6 TO 7 YEARS, IN NOVA SCOTIA, CANADA.

 
Oral hygiene habits. The parents reported that 91.2 percent of the children brushed their teeth at least once a day. Dental flossing, however, was practiced by only 4.2 percent of the children in the province (data not tabulated).

Household educational status. The distribution of children by highest educational status in the household also is presented in Table 1Go. A total of 7.8 percent of the parents had only an elementary school education, slightly more than one-third had completed high school and another one-third had completed junior or community college. About one in five of the parents reported that they had completed a university education.

Exposure to fluoridated water. Of all the children included in this analysis (N = 955), roughly one-fifth were exposed to optimally fluoridated water (0.7–1.2 parts per million, or ppm) in their schools, one-fifth had suboptimal levels (0.3–0.69 ppm), and the rest were exposed to water with very low levels of fluoridation (< 0.3 ppm).

Mean number of decayed, filled and missing surfaces. The mean number of noncavitated pits and fissures per child according to his or her parents’ educational status ranged between 0.5 and 0.8 (Table 2Go). Children whose parents had only elementary school education had a significantly higher mean number of cavitated tooth surfaces (P < .05) than children of parents in the three other education groups. The lowest mean number of cavitated tooth surfaces was found in children of parents with university-level education. The highest mean number of filled tooth surfaces was found in children of parents with only elementary school education; however, the difference between those children and children whose parents had a higher level of education (Table 2Go) was not statistically significant because of the small sample size of children whose parents had only elementary school education. The mean number of filled tooth surfaces was significantly lower in children whose parents had university education compared with children whose parents had completed only high school (P < .05). Children who had had at least one dental visit per year had a significantly lower mean number of untreated decayed tooth surfaces than did children who had visited a dentist less frequently (data not presented in the tables).


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TABLE 2 SUBJECTS’ DENTAL CARIES SCORES AND THEIR PARENTS’ HIGHEST EDUCATION STATUS.

 
Dental caries and exposure to fluoridated water in schools. Children in schools with suboptimal fluoride concentration in the drinking water had a significantly higher mean number of filled primary tooth surfaces and higher mean dmfs scores (Table 3Go). Children in schools with optimally fluoridated water (which is the case in most urban communities in Nova Scotia) had the lowest mean number of filled surfaces (mean = 2.4) and lowest mean dmfs scores (mean = 4.2) compared with children in schools with water at the lowest fluoride concentration (mean = 4.9 and 7.4, respectively). Children in schools with water that was optimally fluoridated at the time of the survey had a 43 percent lower mean dmfs score than did children in schools with water at low fluoridation levels.


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TABLE 3 SUBJECTS’ DENTAL CARIES SCORES AND FLUORIDE CONCENTRATION IN SCHOOLS’ WATER SUPPLIES.

 
Dental caries and use of dental services. There was no statistically significant difference in mean dmfs scores between children who visited a dental office before the age of 2 years and those who visited between the ages of 2 and 5 years. Children of parents who reported that their children visited a dentist for the first time for a checkup examination had significantly lower mean numbers of filled and missing surfaces and overall dmfs than did those who visited a dentist for the first time for other reasons (Table 4Go, page 300).


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TABLE 4 SUBJECTS’ DENTAL CARIES SCORES AND REASONS FOR FIRST DENTAL VISIT.

 
Regression analysis. We developed a Poisson regression model to predict dmfs scores using educational status of parents, sex, schools’ water fluoride concentrations, age at first visit, lifelong residence in fluoridated community and fluoride concentration in school water, oral hygiene practices, size of school population and utilization of dental services. The model explained 22 percent of the variation in dmfs scores. Education status of the parents was significantly associated with dmfs scores even after we accounted for all potential confounding factors. Children whose first dental visit was for a checkup examination had lower mean dmfs scores than children who visited for other reasons. The other factors associated with dmfs scores were the schools’ water fluoride concentrations and toothbrushing frequency (Table 5Go).


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TABLE 5 POISSON REGRESSION MODEL OF dmfs* SCORES AND RISK FACTORS.{dagger}

 
Dental caries is a ’biosocial‘ infectious disease, and its prevention and treatment should take into consideration all the factors that may lead to the development and progression of demineralization.


   DISCUSSION
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
This cross-sectional study did not support the assumption that universal access and use of dental services eliminates or reduces the disparities in dental caries between children from families with low educational levels and those from families with high educational levels. Dental caries is a "biosocial" infectious disease, and its prevention and treatment should take into consideration all the factors that may lead to the development and progression of demineralization. One of these factors is access to dental care; however, access by itself cannot eliminate the burden of dental caries. Rather, there may be a need to consider a multifactorial approach that addresses family and community determinants of oral health.

The findings of this cross-sectional study show the importance of healthy behaviors in the prevention of dental caries. Children with low caries scores brushed their teeth at least once a day, first visited a dentist between the ages of 2 and 5 years for checkups, and had at least one parent with a university education. Children who were exposed to optimal fluoride concentrations in their schools’ water supplies also had low caries scores. Children whose first dental visit was for a checkup or cleaning had a significantly lower mean number of filled and missing tooth surfaces than children whose first visit to a dentist was for other reasons. These findings may indicate that children with early preventive visits come from families with more positive socioeconomic and behavioral environments. None of these factors, however, should be considered in isolation; rather, collectively they point to the importance of positive oral health behaviors and exposure to fluoride in reducing the burden of dental caries in children.

The Nova Scotia oral health program for children, during its 25 years of operation, may have reduced inequities in access to dental care but not necessarily inequalities in oral health status. This finding points to the need for an adequate balance between professional dental care and other health promotion programs. Oral health cannot be promoted solely via the provision of professional dental care. Rather, it must be promoted at home and through community-based preventive services, general oral health promotion programs such as school-based education, and the mass media’s promotion of dental appearance. Evidence from other health fields shows that social, educational, mental and educational development in a society have significant impact on general health.18

This study shows that promoting access to dental care by itself may not lead to the elimination of disparities in dental caries severity. Such a goal may be achieved only when all determinants of disparities—social, community, personal and familial factors—are considered. Moreover, our study of universal dental insurance programs in Canada shows that universal dental health plans may fail to achieve this goal without considering all the determinants of oral health disparities.


   CONCLUSION
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSION
 REFERENCES
 
Among children who have had access to a universal dental insurance program in Nova Scotia, the mean number of dmfs among children whose parents did not have a university education was significantly higher than that among children whose parents had completed a university education. Even with a very high utilization of dental services covered by a publicly financed dental health plan, socioeconomically disadvantaged children did not achieve the same low level of caries experience as did the other children in Nova Scotia.


   FOOTNOTES
 

Dr. Ismail is a professor, Department of Cariology, Restorative Sciences and Endodontics, School of Dentistry, The University of Michigan, 1011 N. University, Ann Arbor, Mich. 48109-1078, e-mail "ismailai{at}umich.edu". Address reprint requests to Dr. Ismail.


Dr. Sohn is an assistant research scientist, Department of Cariology, Restorative Sciences, and Endodontics, School of Dentistry, The University of Michigan, Ann Arbor.


This project was funded by grant 6603-1503-503, National Health Research and Development Program, Canada. Partial funding was provided by the Nova Scotia Dental Association and the Faculty of Dentistry, Dalhousie University, Halifax, Nova Scotia.


   REFERENCES
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 METHODS
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 CONCLUSION
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  1. Marmot MG, Kogevinas M, Elston MA. Social/economic status and disease. Annu Rev Public Health 1987;8:111–35.[Medline]

  2. Davey-Smith MG, Shipley MJ, Rose G. Magnitude and causes of socioeconomic differentials in mortality: further evidence from the Whitehall Study. J Epidemiol Community Health 1990;44(4):265–70.[Abstract]

  3. Vargas CM, Crall JJ, Schneider DA. Sociodemographic distribution of pediatric dental caries: NHANES III, 1988–1994. JADA 1998;129(9): 1229–38.

  4. Khan MN, Cleaton-Jones PE. Dental caries in African preschool children: social factors as disease markers. J Public Health Dent 1998;58(1):7–11.[Medline]

  5. Truin GJ, Konig KG, Bronkhorst EM, Frankenmolen F, Mulder J, van’t Hof MA. Time trends in caries experience of 6- and 12-year-old children of different socioeconomic status in The Hague. Caries Res 1998;32(1):1–4.[Medline]

  6. U.S. Public Health Service, Surgeon General. Oral health in America: A report of the Surgeon General. Rockville, Md.: U.S. Department of Health and Human Services, National Institute of Dental and Craniofacial Research, National Institutes of Health; 2000:61–93.

  7. Bailit HL, Newhouse J, Brook R, et al. Dental insurance and the oral health of preschool children. JADA 1986;113(5):773–6.

  8. Robison VA, Rozier RG, Weintraub JA. Dental caries and treatment need in schoolchildren related to Medicaid enrollment. J Public Health Dent 1997;57(3):163–70.[Medline]

  9. Moynihan PJ, Holt RD. The national diet and nutrition survey of 1.5- to 4.5-year-old children: summary of the findings of the dental survey. Br Dent J 1996;181(9):328–32.[Medline]

  10. Evans DJ, Rugg-Gunn AJ, Tabari ED, Butler T. The effect of fluoridation and social class on caries experience in 5-year-old Newcastle children in 1994 compared with results over the previous 18 years. Community Dent Health 1996;13(1):5–10.[Medline]

  11. World Health Organization. Oral health surveys: Basic methods. 3rd ed. Geneva: World Health Organization; 1987.

  12. Eaton AD, Cleseric LF, Greenberg AE. Standard methods for the examination of water and waste water. 19th ed. Washington: American Public Health Association, Water Works Association and Water Environment Federation; 1995:4–62.

  13. Dingle J, Underhill K, Ismail AI, MacInnis WA. Fluoride analysis of Nova Scotia domestic water. Can J Community Dent 1997;12:31–7.

  14. Shah BV, Barnwell BG, Bieler GS. SUDAAN: Software for the statistical analysis of correlated data—User’s manual. Release 7.5. Research Triangle Park, N.C.: Research Triangle Institute; 1997.

  15. Neter J, Wasserman W. Applied linear statistical models. Homewood, Ill.: Irwin; 1974:480–2.

  16. Kleinbaum DG, Kupper LL, Muller KE. Applied regression analysis and other multivariate methods. Belmont, Calif.: Duxbury Press; 1988:497–512.

  17. Nova Scotia Department of Health. Review of children’s dental health services. Halifax, Nova Scotia, Canada: Nova Scotia Department of Health; 1994.

  18. Evans RG, Barer ML, Marmor TR. Why are some people healthy and others not? The determinants of health populations. New York: A. de Gruyter; 1994:55.





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