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J Am Dent Assoc, Vol 139, No 1, 74-81.
© 2008 American Dental Association |
TRENDS |
| ABSTRACT |
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Methods. After initial development in Alabama, the Dental Practice-Based Research Network (DPBRN) now includes practitioner-investigators in seven U.S. states and three Scandinavian countries. Although most of the function and structure was developed at the inception of DPBRN, valuable input from practitioner-investigators has led to significant ongoing refinements.
Results. DPBRN practitioner-investigators have contributed to research at each stage of its development, leading to substantial improvements in study designs and customization of study protocols to their daily clinical practices. Practitioner-investigators also have helped refine the structure and function of DPBRN to foster the potential impact of research.
Conclusions. Practitioners from diverse settings are partnering with fellow practitioners and academics to improve daily clinical practice and meet the needs of clinicians and their patients in DPBRN.
Practice Implications. Dental PBRNs can improve clinical practice by engaging dentists in the development and implementation of studies that are of direct interest to them and their patients, and by incorporating findings from these studies into their daily clinical practice.
Key Words: Practice-based research network; dentistry; practitioner-investigators; clinical practice; multicenter studies
Abbreviations: CONDOR: Collaboration on Networked Dental and Oral Health Research. DPBRN: Dental Practice-Based Research Network. EC: Executive committee. HP: HealthPartners. NIDCR: National Institute of Dental and Craniofacial Research. NIH: National Institutes of Health. PBRNs: Practice-based research networks. PDA: Permanente Dental Associates. UAB: University of Alabama at Birmingham.
Practice-based research networks (PBRNs) are consortia of practices committed to improving clinical practice through research and collegiality, and they have the potential to significantly and uniquely contribute to improving clinical practice. Therefore, they have continued to grow in number and size.1–8 They include a diverse array of medical PBRNs and, more recently, dental PBRNs.9–15 Successes and failures of and lessons learned from medical PBRNs1–8 provide an opportunity for new PBRNs, such as dental PBRNs, to plan their development accordingly.
The growth in PBRNs can be attributed to the advantages they offer, both to research and quality improvement16–18; to their ability to move scientific advances into daily practice quickly; and to their ability to bring practice-relevant topics onto the research agenda. Few reports in the literature, however, have been published on the function and structure of dental PBRNs, and this information is important to dental practitioners and academics who want to engage in PBRN research or begin a new PBRN.
The Dental Practice-Based Research Network (DPBRN) began in 2002 as the Alabama Dental Practice Research Network and was funded by a grant from the University of Alabama at Birmingham (UAB). A key justification for establishing the network was shown in a community-based study that successfully recruited and collaborated with 297 dentists in Florida and Georgia.19 The Alabama network provided essential infrastructure development, a Web site to communicate with dentists, and data from a 101-item enrollment questionnaire that was completed by 845 of Alabamas approximately 1,900 licensed dentists. The dentists responses to this questionnaire indicated substantial interest in participating in a dental PBRN, and they provided data about themselves and their practices that have since proved invaluable.
In 2003, we implemented the Dental Tobacco Control.Net: Improving Practice (National Institutes of Health [NIH] National Institute on Drug Abuse grant R01-DA-17971) project, which enrolled 190 dentists from Alabama, Florida and Georgia and demonstrated that dentists from the three-state area would participate successfully in a collaborative practice-based network. In 2004, we initiated the Alabama Dental Practice Research Network Development (NIH National Institute of Dental and Craniofacial Research [NIDCR] grant R21-DE-16033) project that funded a practice-based study of endodontic treatment and provided additional infrastructure support. These projects provided us with invaluable practical experience in organizing network activities and interacting with dentists and their staff members across a relatively broad geographic area.
We developed DPBRN in response to a 2004 initiative from NIDCR. In 2004, we collaborated with the University of Florida, which has a history of conducting restorative dentistry practice-based studies in Florida and Scandinavia.20,21 This collaboration resulted in a plan for enrolling dentists in Alabama, Florida, Georgia and Mississippi. We also collaborated with HealthPartners (HP) of Minneapolis and Kaiser Permanente Northwest/Permanente Dental Associates (PDA) of the greater metropolitan Portland, Ore., area. HP is a prepaid, multispecialty group that provides comprehensive health care. The HP Dental Group is staffed by 58 dentists at 16 clinic locations that serve about 100,000 enrollees. The PDA dental care program includes 110 dentists in 14 dental clinics in Oregon and Washington that serve about 180,000 members with dental benefits. The HP and PDA groups have conducted practice-based research, including joint collaborative projects.22,23
We also included a DPBRN Scandinavian region in Norway, Sweden and Denmark that was based administratively at the University of Copenhagen, Denmark. The Scandinavian region has had considerable experience in dental practice-based research and added to DPBRNs practitioner diversity and diversity of preventive dentistry treatment philosophies.20,21 It also has helped identify international variations in treatment, which can help refine questions and identify research priorities.24
DPBRN competed for NIDCR funding and was awarded a grant for 2005 through 2012. Although most of DPBRNs function and structure was developed at its inception in 2005, valuable additional input from DPBRN practitioner-investigators has led to important refinements since then. We report on the status of these refinements in this article.
Network chair office.
The network chair is responsible for overall scientific and administrative leadership, operations and fiscal management, and chairing the executive committee (EC), among other duties. The network chair office has a faculty-level director of communications, who manages the networks Web site (www.DPBRN.org), its quarterly newsletter and a member-only electronic mail list server. The director of communications also plans network communication and dissemination activities. The network office has a faculty-level director of dental informatics who is responsible for managing the networks informatics needs. He or she also provides clinical input into the data curation activities discussed below.
Coordinating Center.
The Coordinating Center provides expertise in study design and statistical support, develops and maintains databases and information systems, conducts data analyses and contributes articles to publications, among other duties. It includes faculty biostatisticians and staff members who have expertise in data management and analysis, study design, informatics and communications technology.
Committees.
Much of the work of DPBRN is handled via various committees. They are the EC, steering committee, protocol review committee, publications and presentations committee, and NIDCR PBRN monitoring committee.
EC.
The EC is the main decision-making body of the network, and it is structured to make DPBRN a practitioner-driven network. It is designed so that the majority voting authority resides with its practitioner-investigator representatives. One vote also is given to each of three nonpractitioner-investigators (network chair, principal investigator of the Coordinating Center and NIDCR representative). The committee makes decisions on operational issues, considers appropriateness of and suggests changes to study procedures, reviews the networks progress and prioritizes research topics, among other duties. The committee meets approximately seven times each year. Most meetings are held by videoconference, with the remainder being held face-to-face.
Steering committee.
The steering committee was not formed until 2006 when it became apparent that such a committee could help optimize DPBRN administration. The purpose of the steering committee is to determine how best to implement decisions made by the EC, help protocol working groups develop study applications into a more final form before they are sent to the EC, and maximize coordination of tasks across regions, in conjunction with the regional coordination team. The steering committee includes the principal investigators from each region, as well as the network chair and principal investigator of the Coordinating Center. The committee meets monthly by telephone conference call and annually face-to-face.
Protocol review committee.
Once the EC has approved the study applications, they are sent to the protocol review committee for final scientific review. This committee includes three dental clinical scientists, a biostatistician, a medical PBRN director, a practicing dentist and an NIDCR representative. All committee members are unaffiliated with DPBRN so that they can provide an objective and independent scientific review. This committee, which is constituted by NIDCR and not DPBRN, has the mandate to approve, disapprove or recommend changes to all studies.
Publications and presentations committee.
The EC approved a DPBRN publications and presentations policy in 2006. One component of the policy was the creation of the publications and presentations committee. This committee implements publications and presentations policy and reviews and approves all DPBRN manuscripts, publications, abstracts and presentations. The committee includes a practitioner-investigator, representatives from two DPBRN regions and representatives from the network chair office and Coordinating Center. This committee encourages DPBRN publications and presentations, manages the publications process, and ensures compliance with the publications and presentations policy.
NIDCR PBRN monitoring committee.
Because of NIDCRs large financial commitment, it created a monitoring committee to oversee and make recommendations regarding the progress of the PBRN initiative. The committee meets twice each year and has representatives from several dental organizations (for example, the American Dental Association), medical PBRN directors and a patient advocate. For DPBRN, this committee functions as its external advisory board.
Trans-PBRN entities.
In addition to DPBRN, NIDCR funded two other dental PBRNs. To foster communication between these three NIDCR-funded PBRNs, a "trans-PBRN" monthly telephone conference is held between the NIDCR representative, the network chairs and the coordinating centers principal investigators. Best practices, successes and failures are shared with the intent of improving the operation of all three dental PBRNs. This trans-PBRN entity is called the Collaboration on Networked Dental and Oral Health Research (CONDOR).
Because each PBRN study must have standardized data elements to maximize comparability, an informatics committee that includes the director of informatics and the director of the coordinating center from each PBRN meets as studies are approved to reach consensus on all of the data elements collected by the PBRNs. The committee requires attendance by a member from each PBRN and approval by all three PBRNs.
A CONDOR study of osteonecrosis of the jaw was approved in 2006. To have sufficient statistical power to conduct such a study, the CONDOR study group realized that it would need data from all three networks, necessitating a highly collaborative single project to which all three PBRNs have contributed. Consequently, a CONDOR group was created specifically for this study, and it successfully created a single grant application and administers this project on behalf of the three networks.
The overall process of study development is shown in the figure
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ADMINISTRATIVE STRUCTURE OF DENTAL PRACTICE-BASED RESEARCH NETWORK
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ABSTRACT
ADMINISTRATIVE STRUCTURE OF...
THE STUDY DEVELOPMENT PROCESS
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DISCUSSION
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The mission of DPBRN is "To improve oral health by conducting dental practice-based research and by serving dental professionals through education and collegiality." DPBRN is committed to maximizing the practicality of conducting research in daily clinical practice across geographically dispersed regions, so its structure is designed to focus some activities at the regional level (for example, close interactions with practitioner-investigators) and other activities that can be done on behalf of the entire network (for example, study development) at a central level. The DPBRN central administrative base is at UAB and includes the network chair office and the Coordinating Center. The network regions are PDA, HP/Minnesota, Florida/Georgia, Alabama/Mississippi and Scandinavia, with which all DPBRN practitioner-investigators are affiliated. Each region has its own budget subcontracted with the network chair, which allows for regional variability in budgetary needs. Once the executive committee has approved the study applications, they are sent to the protocol review committee for final scientific review.
Best practices, successes and failures are shared with the intent of improving the operation of all three dental practice-based research networks.
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THE STUDY DEVELOPMENT PROCESS
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ABSTRACT
ADMINISTRATIVE STRUCTURE OF...
THE STUDY DEVELOPMENT PROCESS
RECRUITMENT AND RETENTION OF...
DISCUSSION
CONCLUSIONS
REFERENCES
A key operating principle for DPBRN is that the research questions originate from dental practitioner-investigators and that the answers to these questions have the potential to improve the practice of dentistry. Furthermore, the research has to be conducted in the network members practices. This situation creates a healthy tension between the needs of a sound research project and the need not to be overly disruptive of daily clinical practice. In this sense, the process cannot require the researchers to become practitioners nor the practitioners to become full-time researchers.
. Practitioner-investigators provide input at each step of the process, and this is especially true of the practitioner-investigators on the EC. The success of DPBRN relies on the fact that it conducts studies that practitioner-investigators find useful, interesting and feasible, as well as those that have the potential to provide results to improve daily clinical practice. Ideas for studies are obtained from completed enrollment questionnaires, in face-to-face meetings (for example, at orientation sessions delivered in continuing education format, at DPBRN annual meetings or in visits to the practice) or the DPBRN Web site. Ideas for studies are discussed and prioritized by the EC. The EC has rejected some study ideas, typically because it does not think they will be of broad interest to DPBRN practitioners or because they are not feasible to conduct in daily clinical practice. If the EC approves a study concept, it forwards the study concept to NIDCR to determine whether it overlaps with a study already funded by NIDCR. If not, DPBRN forms a protocol working group.
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Once the EC approves the final version of the study application, it is forwarded to the protocol review committee. If the protocol review committee approves the study, DPBRN then submits institutional review board applications from each of its regions for review of human subjects considerations. Approved versions of data collection forms for each study are pilot-tested with practitioner-investigators on the EC and selected practitioner-investigators across the network. These forms are used to collect data at each practice and then are sent to the Coordinating Center for data analysis. Pilot-testing thus far has led to substantial changes in the forms and has optimized their use in a diverse range of practice settings. Once the final versions of all forms have been completed, a study is implemented in all regions. The practitioner-investigators obtain informed consent from all study participants after they fully explained the nature of the procedures to them. To date, approved studies have to do with restorative dentistry and osteonecrosis of the jaw. Ideas for studies and a list of approved studies are updated regularly at the DPBRN Web site.
| RECRUITMENT AND RETENTION OF DENTAL PRACTICES |
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When practitioners enroll in DPBRN, they complete a 101-item online questionnaire that describes their characteristics and those of their practices. After the practitioners complete the questionnaire, we place them on the DPBRN mailing list, which means that they receive newsletters and other postal and e-mail communications from DPBRN. As of August 2007, 1,152 practitioners had enrolled. Practitioners who wish to participate in clinical studies are required to attend a DPBRN annual meeting, attend an orientation session or view a digital video disk version of the orientation session. As of August 2007, 306 practitioners had done so, and they received continuing education credit. Practitioners also are required to complete an online course in human participants research (253 had done this as of August 2007) and complete documents required to affiliate them with an institutional review board (as of August 2007, 194 had done this for DPBRN Study 2, which is the first study for which this was required).
DPBRN practitioner-investigators have reported to us that the orientation sessions that DPBRN academic faculty have provided are interesting, but they are more highly motivated when they see that another full-time practitioner has completed a study successfully and is the one presenting DPBRN information and experiences. Seeing other practitioners conduct successful DPBRN studies and hearing them report that it is a positive experience can be more validating than seeing these experiences being discussed by an academic faculty member or DPBRN staff member. This has led DPBRN to create a "Testimonials" page to convey these practical experiences to practitioners.25 The box
lists the benefits of participating in DPBRN that have been reported by DPBRN practitioner-investigators thus far.
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Each region has a coordinator or coordinators who are responsible for day-to-day interaction with DPBRN practices in their region. They are the "face" of DPBRN for practitioners until the next annual meeting. The DPBRN regional coordination team meets by conference call twice each month.
Because of DPBRNs commitment to making the network about, with and for practitioner-investigators, the style of regional coordinators interaction with practices has evolved toward an emphasis on relationship-building, which helps practices identify needs and problems and customize DPBRN studies to the flow of their offices. Although the main focus of DPBRN is science and quality improvement, it is also about relationship-building, which may be the most important factor in retaining active practitioner-investigators.
To begin this relationship-building process, individual regional coordinator staff members are assigned to particular practices. Typically, during the first visit to a practice, the regional coordinator meets with the practitioner-investigator to explain the DPBRN study and to complete the paperwork to affiliate the practitioner-investigator with the regions institutional review board. At a later visit, the regional coordinator conducts a "lunch and learn" training session with the practitioner-investigator and his or her staff members.
In addition to training the staff members for a study, the regional coordinator seeks to understand how patient flow is handled in the practice and to customize how the study is explained to patients in the practice and how the data forms are to be completed. For example, some practices prefer to introduce eligible patients to the study while they are in the waiting room, while others prefer that the entire discussion take place in an operatory. Some practices prefer to keep study enrollment forms in each operatory, while others find it more feasible to keep enrollment forms in a central area. As part of the relationship-building process, regional coordinators emphasize a "customer-service" orientation and see each practice as an equal partner whose needs he or she is there to meet. Consequently, regional coordinators often remain in the practice while data collection is initiated, and they make a point of being responsive to calls from the practice. Regional coordinators continue to collaborate with and monitor the progress of each study until all data forms have been returned and validated.
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At some DPBRN presentations, audience members suggested that dentists who participate in PBRN research might be substantively different from dentists at large. Information from medical PBRNs, however, suggests that if practitioner performance is the focus of the research, findings from a PBRN may not be representative, but when study topics have to do with patients and disease, practitioner self-selection likely does not affect the conclusions from the research.26,27 Results from the DPBRN enrollment questionnaire allow us to quantify how similar DPBRN practitioner-investigators participating in particular studies are to dentists nationally.28
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