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J Am Dent Assoc, Vol 139, No 12, 1602-1614.
© 2008 American Dental Association | ![]() |
CLINICAL PRACTICE |
A systematic review of original randomized controlled trials and observational studies
| ABSTRACT |
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Review Methods. The authors searched MEDLINE, The Cochrane Library and Google Scholar up to May 2008 to identify peer-reviewed articles that compared polyol-containing chewing gum with no chewing gum. The authors extracted study characteristics, data on incremental dental caries and quality by consensus. Data on prevented fraction (PF) were pooled across studies.
Results. The results of 19 articles with data from 14 study populations showed that the use of xylitol, xylitol-sorbitol blend and sorbitol were associated with mean PF (95 percent confidence interval) of 58.66 percent (35.42–81.90), 52.82 percent (39.64–66.00) and 20.01 percent (12.74–27.27), respectively. For the sorbitol-mannitol blend, it was 10.71 percent (–20.50–41.93), which was not statistically significant. Sensitivity analyses confirmed the robustness of the findings.
Clinical Implications. Although research gaps exist, particularly on optimal dosing and relative polyol efficacy, research evidence supports using polyol-containing chewing gum as part of normal oral hygiene to prevent dental caries.
Key Words: Polyol; xylitol; sorbitol; mannitol; dental caries; chewing gum; systematic review; evidence-based; meta-analysis
Abbreviations: CCT: Controlled clinical trial.
DMFS: Incremental dental caries. PF: Prevented fraction. RCT: Randomized controlled trial.
Almost all adults and more than 90 percent of children have experienced caries at some point in their lives.1 In the United States, dental caries is the most common chronic childhood disease.2 Recent evidence suggests that specific populations in the United States and Australia could be experiencing an increase in dental caries.3,4 Standard recommendations for caries prevention from many public health and dental care authorities have been based on the use of fluoride at home and in dental offices, the application of sealants, reduction of sugar intake and regular dental checkups. Although specific preventive programs have been developed to target high-risk groups, a population approach to reduce the overall caries burden could be more beneficial from a public health perspective.5
Globally, many strategies have focused on the avoidance, or at least the reduction, of sugar intake to prevent dental caries. Despite these efforts, world consumption of sugar continues to increase, with global demand in 2007 and 2008 increasing to 157 million tons—3.5 million tons more than in 2006 and 2007.6 Most of this growth is driven by lower prices, as well as rising demand from Asia owing to expansion of use in the food and beverage industries. The increasing demand for sugar, coupled with its potential detrimental effect on systemic health (obesity, type 2 diabetes mellitus) and oral health (dental caries), has led to increasing interest in sugar substitutes. One such class of substitutes known as "polyols" or "sugar alcohols" is nonfermentable sugars. The most common polyols are sorbitol and xylitol, and they have been used extensively as sugar substitutes in chewing gum. Experts recognize that regular use of polyol-containing chewing gums could play a role in preventing caries by increasing salivary flow through mastication, reversing decreases in plaque pH and enhancing remineralization of subsurface enamel lesions.7–12 Xylitol also may decrease the amount of dental caries as a result of its unique ability to alter microbial composition by reducing the viability and survival of virulent Streptococcus mutans.13,14
Authors of reviews have concluded that the use of xylitol and, to a lesser extent, sorbitol in chewing gum is noncariogenic or even anticariogenic.7–12 Lingstrom and colleagues,15 however, reported that the existing evidence for the impact of sorbitol or xylitol on dental caries remains inconclusive. In all reviews, investigators completed a qualitative analysis of original studies but did not describe the reasons for avoiding a quantitative assessment of the literature. To date, no rigorous quantitative systematic efforts have been made to synthesize the evidence available from clinical research on the effect of different polyol-containing chewing gums on the development of dental caries. We designed this review to fill this gap.
Selection criteria.
We selected an article for inclusion if it met the following criteria: it evaluated the effect of one or more chewing gums containing at least one polyol (xylitol, sorbitol, mannitol or maltitol) on caries development, it was published in English in a peer-reviewed journal, and it provided original data generated by means of a comparative design (experimental or observational). We excluded articles if they were available in only abstract form (for which it was not possible to access original data sets), described only the pharmacodynamic or pharmacokinetic properties of polyols or did not include a no-treatment arm in the study (defined as recommended or conventional oral hygiene, including flossing and regular brushing with a fluoride- or nonfluoride-containing toothpaste).
We independently screened potentially eligible citations and categorized them into one of three groups: keep (met inclusion criteria according to information provided in the abstract), investigate further (obtain the full article to determine if it met inclusion criteria) and drop (did not meet inclusion criteria). We then met to discuss the results of our categorizing efforts. We resolved discrepancies by means of discussion, referring to the inclusion and exclusion criteria and, whenever necessary, by getting input from a third reviewer. We categorized unresolved discrepancies as "investigate further" and obtained the full article for a more detailed review. Any disagreement between reviewers was resolved by means of consensus.
We obtained hard copies of articles labeled as "keep" or "investigate further" from electronic databases, print journals or interlibrary loans. When necessary, we contacted authors to request a copy of their article, if available.
Data extraction.
Using the complete article or full-text version, we each independently extracted the following information: general characteristics (for example, name of lead author, publication title, source of funding, year of publication and country of primary author), study type (for example, randomized clinical trial, controlled clinical trial [CCT], cohort study or case-control studies), population studied (for example, children, adults, caries risk status), duration of study, type of polyol (for example, xylitol, sorbitol, mannitol, maltitol) or polyol blend used and dose, comparison groups, and caries outcomes and main findings (for example, decayed, missing and filled surfaces score, incremental caries scores). We recorded only outcome results from the final assessment of the original study for the review (we did not use interim results for data analysis). We decided a priori that caries increment outcome data reported on surface level would be chosen over data reported on tooth level. We chose data for all surfaces combined over specific types. If data were reported separately for clinical and radiological examinations, we chose the results for combined data over clinical outcomes alone and the results for clinical outcomes alone over radiological results.16
For original studies with missing (or partially missing) data, we imputed values by using linear regression of logarithmic SDs on logarithmic mean caries increments according to the method used by van Rijkom and colleagues.17 We combined the results from individual studies with multiple intervention arms and one control group, such as those in which different doses of a specific polyol were evaluated, so we could use all relevant outcome data for meta-analysis.
For the purposes of meta-analysis, we converted incremental dental caries (
Where,
We calculated a 95 percent confidence interval (CI) for the PF for each study by using a formula by Dubey and colleagues.18
Quality assessment.
We independently completed quality assessments on all studies. We used the Jadad scale to evaluate randomized controlled trials (RCTs). The Jadad scale is a validated instrument designed to assess the quality of RCTs. The scale ranges from 0 to 5, and trials scoring greater than 2 are considered to be of high quality.19 Trials scoring 2 or less are considered to be of poor quality. We used the U.S. Preventive Services Task Force criteria to grade the internal validity of individual nonrandomized studies.20 The U.S. Preventive Health Services Task Force is an instrument designed to assess the quality of observational studies. The "score" is qualitative and categorizes studies as "poor," "fair" or "good."
Data analysis.
We produced evidence tables to summarize the information we extracted from the articles. We calculated descriptive statistics for various fields of the database. We grouped studies according to type of polyol for pooling of aggregate data. We performed meta-analyses on separate groups by using the PF from individual studies weighted by the inverse variance of the mean. Results of pooling were expressed as PF with a 95 percent CI. We assessed statistical heterogeneity (that is, whether variation between individual study results in the meta-analysis was significant or due to chance alone [homogeneity]) by using I2. The I2 result, which varies between 0 and 100 percent, indicates the percentage of total variation across studies due to heterogeneity as opposed to chance alone. Higher values suggest greater levels of heterogeneity.
We pooled aggregate data by using a random-effects model (accounting for within-study sampling error and between-study variation) and a fixed-effects model (accounting for only within-study variability). Using both models, we were able to provide additional assessment of the robustness of the findings. If identical or similar, such findings would be deemed more trustworthy than if they had been significantly different. We used the software program RevMan 5 (The Nordic Cochrane Centre, The Cochrane Collaboration, Copenhagen, Denmark) to analyze the results.
We assessed each study with respect to its population, intervention, methodology and outcome to determine clinical heterogeneity. We further assessed heterogeneity a posteriori by inspecting graphical displays of studies with their mean treatment effects and 95 percent CI. To investigate the effect of various sources of heterogeneity on pooled treatment effects, we performed sensitivity analyses (the impact on meta-analysis outcomes of alterations in inclusion and exclusion of specific studies) on different subgroups.
There is always a risk of overestimating treatment effects when meta-analyses rely on published articles as the sole source of data. The "file drawer problem," as coined by Rosenthal21 in 1979, refers to the tendency of studies with no significant results to remain unpublished, buried in the file drawers of researchers. To account for this potential bias, also known as "publication bias," we calculated Rosenthals fail-safe N for each group. This test is used to calculate the number of new studies, with mean null result, that would be necessary to reduce the combined significance level to at least P = .05.
We did not use polyol exposure as a variable when conducting sensitivity analyses. Since there is no consensus regarding the ideal dose for polyols, it would have been difficult to determine a specific cutoff dose, and any chosen value would have been arbitrary.
To explore the hypothesis that the amount of polyol influences treatment effect, we plotted the polyol load against the PF and its 95 percent CI. We performed a simple linear regression analysis by using polyol load as a covariate to determine the correlation between the two parameters. We characterized polyol load as a participants total exposure to a specific polyol (in grams) for the duration of the study. The term "polyol load" takes into account the daily dose and the duration of exposure. Mathematically, we defined this as grams of polyol per day multiplied by the study duration (days). We could not analyze the xylitol-sorbitol or the sorbitol-mannitol blends in this way because of the difficulty in determining the relative weighting of each polyol. The most common polyols are sorbitol and xylitol, and they have been used extensively as sugar substitutes in chewing gum.
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METHODS
TOP
ABSTRACT
METHODS
RESULTS
DISCUSSION
CONCLUSIONS
References
Literature search.
We prepared a protocol a priori and followed it throughout our review. In May 2008, we identified eligible studies through an electronic search of MEDLINE (from 1950), The Cochrane Library and Google Scholar (first 200 hits) in May 2008. Our search strategy consisted of "ANDing" three clusters with the terms "polyols," "chewing gum" and "dental caries." The detailed search strategy is available on request from the corresponding author. We appropriately modified the search strategy for each of the electronic databases. Prevented fraction is the proportional reduction in dental caries between experimental and control groups relative to the control group.
DMFS) outcomes from individual studies to prevented fraction (PF). PF is the proportional reduction in dental caries between experimental and control groups relative to the control group, expressed as a percentage. The PF could be either negative or positive, implying a relatively greater or smaller number of incremental caries in the experimental group, respectively, compared with the control group. A PF of zero implies equivalence between the experimental and control groups. This term is defined as follows:

C is the mean increment in the control group
E is the mean increment in the group with the polyol-containing chewing gum
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RESULTS
TOP
ABSTRACT
METHODS
RESULTS
DISCUSSION
CONCLUSIONS
References
Search results.
We identified 231 potentially eligible articles in our search. After our initial screening of titles and abstracts, we determined that 65 article citations were duplicates, and 141 were unrelated to our review. We retrieved the full texts of 25 articles (Figure 1
). Of these articles, we deemed six to be ineligible for the review.22–27 Summaries of the final 19 articles we included in our review are presented in Table 1
28–46 (an additional table showing the characteristics of each of the included studies can be found in the supplemental data online [found at "http://jada.ada.org"]).
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Six articles originated from the United States,32,33,35–38 and five originated from Finland.28–31,39 Canada34,40 and Denmark41,42 each produced two articles, three articles originated in other European countries,43–45 and one originated in China.46 Two articles were published before 1980,38,41 12 were published in the 1980s or 1990s, and five were published since 2000.39,43–46
Seven articles32,33,35,37,39,43,45 documented a corporate sponsor as either the sole or partial source of funding. Seven articles28–31,36,41,42 did not report a funding source.
Study designs included six RCTs36–39,44,45 with four classified as cluster RCTs36,37,39,44 and nine as CCTs28,33–35,40–43,46 (experimental studies in which the participants do not receive the interventions randomly). The four cohort studies29–32 included in the review reported original outcomes on previously assessed populations. In only one of the four cluster RCTs,37 was the statistical analysis to account for clustering adjusted.
Four studies included multiple parallel intervention arms assessing different polyols.33,35,40,44 In seven studies,28,33,35,39,40,44,45 xylitol-containing chewing gum was assessed; in five studies,33,35,40,42,46 a xylitol-sorbitol blend in varying ratios was assessed; in five studies,33,35,36,41,44 sorbitol was evaluated; and in three studies,27,38,43 a sorbitol-mannitol blend was reviewed (Table 2
).
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Study duration of the original trials varied from 24 to 40 months. Seven studies lasted two years,28,33,36,40,41,43,46 four studies lasted three years,37,42,44,45 one had a duration of 40 months,35 and another,38 described as lasting three years, reported all outcome data "after 30 months." The duration of one study39 could not be determined. Five articles39,40,42,45,46 reported dispensing chewing gum only during school days, and the remainder reported daily consumption.
The doses of polyol varied considerably across groups. Xylitol and sorbitol ranged from a low of approximately 2.9 grams per day to a high of 10.67 g per day. The ratio for the xylitol-sorbitol blend (xylitol:sorbitol) varied between 3:40 and 1.27:1. The three studies37,38,43 in which a combination of sorbitol and mannitol was assessed reported only a percentage range of polyol for its chewing gum, which precluded us from determining a specific amount of polyol exposure.
Nine studies28,33,35,36,38,40,42,45,46 reported participants consuming gum at specific times of the day or loosely associated with traditional mealtimes (for example, "around breakfast," "at dinner time"). Five studies specifically reported chewing gum "after meals."37,39,41,43,44
All original studies, except two,39,41 reported
DMFS outcomes. Outcomes in all but one study37 were based solely on per-protocol analysis. Beiswanger and colleagues37 completed an intention-to-treat analysis, but this calculation appeared incorrect, because it did not include all participants randomly assigned to treatment. Thirteen of 19 studies reported some form of intraexaminer or interexaminer reliability rating with greater than 90 percent agreement and a
value higher than 0.85. The four cohort studies29–32 and two RCTs36,37 did not report reliability scores.
Quality assessment. Two RCTs36,44 received a Jadad score of 3 or higher, implying a low likelihood of bias. Three CCTs33,35,43 were deemed to be good according to the U.S. Preventive Services Task Force criteria. Masking was used in all three CCTs that received a good rating. One study33 provided a detailed explanation of dropouts, and another35 addressed confounding factors. RCTs37–39,45 of lower quality did not report mechanisms of randomization, the role of masking to prevent ascertainment bias or a detailed description of dropouts. Similarly, in most CCTs that received a rating of fair or poor and all cohort studies, detailed dropout rates or reasons for withdrawal were not provided, masking was not used or possible confounding factors were not addressed.
Study outcomes.
We performed meta-analyses by using data from five RCTs36–38,44,45 and eight CCTs.28,33,35,40–43,46 We excluded six studies eligible for the review for various reasons. Four cohort studies29–32 were follow-up assessments of populations included in previous trials. One article34 published results for the first year of a two-year trial. Another39 did not include outcomes for
DMFS, and we could not calculate the results from the reported data. Moller and Poulsen41 did not report
DMFS outcomes, but the published data allowed us to calculate this value. Three38,40,42 of the 13 studies included in the meta-analyses did not report SDs. We contacted the authors of these studies by e-mail to request the SDs. One author responded to our request but could not provide the requested data.40 We imputed the missing SDs from original data sets by using linear regression of logarithmic SDs on logarithmic mean caries increments.
The linear regression equation we derived (logarithmic [SD of caries increment] = –0.072 + 0.64 x logarithmic [mean caries increment]; R2 = 67 percent) included all intervention arms with available data. The PF and 95 percent CI for the individual intervention arms are presented in Table 2
.
For the purpose of meta-analyses, we categorized the studies into four groups. In group I, we compared xylitol-containing chewing gum with no chewing gum. In group II, we compared xylitol-sorbitol–containing chewing gum with no chewing gum. In group III, we compared sorbitol-containing chewing gum with no chewing gum. In group IV, we compared sorbitol-mannitol–containing chewing gum with no chewing gum.
Group I.
Two RCTs and four CCTs met the inclusion criteria for this group.28,33,35,40,44,45 We pooled the results of two studies33,35 with multiple intervention arms before we conducted the meta-analysis. Two studies in this group contained imputed SDs.28,40 Pooled results from the six studies revealed a PF (95 percent CI) of 58.66 (35.42–81.90), with I2 = 99 percent by using the random-effects model (Figure 2
) and 90.18 (88.60–91.75) with the fixed-effects model. Sensitivity analyses for this group involved using the random-effects model to calculate pooled results by assessing study type (RCTs and CCTs), eliminating the study with the highest PF and excluding studies with imputed results (Table 3
).
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DMFS when compared with no chewing gum, and results from the other study37 showed a statistically significant result favoring the use of the sorbitol-mannitol–containing chewing gum. Pooled results of all three studies by using the random-effects model revealed a mean PF (95 percent CI) of 10.71 (–20.50–41.93), with I2 = 100 percent, which was not statistically significant (P = .50) (Figure 5
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Polyol load and PF.
With respect to xylitol load and treatment effect, Figure 6
(page 1612) shows a positive trend; that is, greater xylitol loads appeared to be associated with larger treatment effects. For the imperfect matching of xylitol load to PF outcomes (that is, not accounting for confounding factors between studies), simple univariate linear regression between the two parameters revealed a coefficient of determination of R2 = 49 percent. The same calculation for sorbitol yielded even less correlation, R2 = 34 percent.
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| DISCUSSION |
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Meta-analyses were considered suitable for data analysis on the basis of comparable populations (that is, school-aged children), assessment of similar outcomes (
DMFS) and consistency of findings, with 11 of the 13 studies showing statistically significant positive results. There were, however, important differences in study design (RCT versus CCT), methodological quality and polyol load. The main objective of the extensive sensitivity analyses we performed in this review was to explore the impact of some of these differences on treatment effect.
The difference among the studies in terms of control and intervention groups, the limited information provided on duration of treatment, the lack of variability measurements for outcomes and the discrepancies in reporting data likely contributed to the level of statistical heterogeneity observed.47 This heterogeneity calls for caution in interpreting the summary effect estimates for individual polyols.
To determine the likelihood of bias associated with study type, we obtained the pooled estimates of RCTs and non-RCTs separately whenever possible. We found that the results of analyses of the non-RCTs were associated with treatment effects that were 38.4 percent and 118.2 percent greater than that of RCTs in the xylitol and sorbitol groups, respectively. The combined results in three of the subgroups were statistically significant, and three subgroups displayed lower heterogeneity compared with their corresponding original groups. Results of RCTs in which sorbitol was assessed favored the use of sorbitol, but the results were not statistically significant. The study by Glass36 may have contributed to this finding as it had SDs larger than the mean, suggesting nonnormal distribution. Heterogeneity in one subgroup, non-RCTs in which xylitol was assessed, remained unchanged. We could not perform similar calculations for the xylitol-sorbitol blend since there were no RCTs in this group.
Because the methodological quality of a study could affect the magnitude or even direction of treatment effect, we performed sensitivity analyses on studies with low and high quality.48 On the basis of subgroup analyses for xylitol and the xylitol-sorbitol blend, we found that pooled results of prospective nonrandomized studies that received a rating of fair or poor were associated with an underestimation of treatment effect relative to findings with their higher-quality counterparts by 26.5 percent and 27.9 percent, respectively. Again, the findings in all subgroups were statistically significant. These results are consistent with the findings that study quality may not be associated reliably with exaggeration of treatment effect.49
Although a significant beneficial effect of polyol-containing chewing gum was observed across many studies, the most notable exception was illustrated with the sorbitol-mannitol blend. Sensitivity analyses on various subgroups produced both favorable and nonfavorable point estimates, but results in all subgroups were not statistically significant. This finding could be explained by a number of factors, including mixed study designs, varying methodological quality and variation in polyol administration.
The findings also suggest that polyols could have a direct effect on caries, complementing the changes in salivary dynamics triggered by the chewing process. It is likely that for polyols to be efficacious, they need to be consumed frequently and on a daily basis to achieve a minimum (as yet undetermined) polyol exposure. In our study, we assessed the impact of total polyol load and did not control for the independent variables that could affect caries such as frequency of chewing, dose of polyol per pellet or slab, and total duration of chewing gum use. Furthermore, the number and designs of the studies, which lacked head-to-head comparisons, were not sufficient for us to draw firm conclusions about the relationship between polyol load and treatment effect or comparisons between polyols. Our review focused on comparisons with no chewing gum as control rather than with other polyols, and this limitation should be considered when comparing the results of the meta-analyses. Nevertheless, the data we reviewed suggest that there might be a correlation between xylitol load and PF that could be greater than that for sorbitol. In fact, the results of a study have shown that xylitol has an effect on dental caries beyond that expected from simple mastication, through a direct effect on S. mutans.50 The potential differences of polyol effect detected through our meta-analyses should be considered a hypothesis to be rejected or supported by future high-quality studies with head-to-head comparisons.
The findings of our review do not agree with those reported by Lingstrom and colleagues15 that deemed the evidence for the use of sorbitol or xylitol in chewing gum inconclusive. Finding discordant reviews is not rare in the literature.51 The main differences between these reviews relate to inclusion criteria, quality scales, classification of study design and conclusions based on studies that were considered to be of high quality. We rated two original studies33,35 classified as low quality by Lingstrom and colleagues15 as high quality. We performed a sensitivity analysis by eliminating these two studies and still produced statistically significant results across all categories, further confirming the robustness of our findings.
| CONCLUSIONS |
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We conclude from our quantitative systematic review of the available research that there is consistent evidence to support the use of xylitol- and sorbitol-containing chewing gum as part of normal oral hygiene to prevent dental caries.
| FOOTNOTES |
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